Literature Review in History Research

    Cite this article: Ashafa, A. M. (2021). “Literature Review in History Research”. Sokoto Journal of History Vol. 10. Pp. 12-18.
    LITERATURE REVIEW IN HISTORY RESEARCH
    A.M. Ashafa

    Abstract

    History is a study of change in human society, about knowledge of human activities and society in the past, its acquisition and spread for the benefit of humanity. It is a mirror in which the present looks at the past. Generally, knowledge comes in two forms: firstly, in the form of a revelation or inspiration from God and secondly, through human efforts. While the former is generally regarded as dogmatic and immutable associated with the divine (often regarded too as unscientific) the latter is dynamic and is being guided by certain principles or methods, called research. The research a student is required to embark upon as a postgraduate is a conscious/deliberate effort one is putting to come up with something new to augment the quest of knowledge to fulfill part of the intellectual tradition and requirements for the award of a degree in view in any University you have registered. The paper dwells on seven (7) related items. The first is what research is; the second is what literature review is; the third discusses the purpose of literature review in history research; the fourth talks on the type of literature review; the fifth looks at some challenges in doing literature review; the sixth gives some recommendations to overcome the challenges and the last is the conclusion.

    Keywords:  History, Sources, Literature review, Methodology, Historical inquiry

    DOI: 10.36349/sokotojh.2021.v10i01.002



    What is Research?


    There has been
    no universally accepted definition of what research is because journalists,
    marketers, medical doctors and a
    host of other professionals conduct research. So, it has been defined in different ways and manners depending on
    the idiosyncrasies of the one making the definition. No matter how one would like to see or define it, research is
    accepted to be a process of arriving at a new
    knowledge. It is the process by which a dependable solution to an identified
    problem using knowledge-based,
    planned and systematic data collection, data analysis and or interpretation is arrived at in order to enable man to
    relate effectively and efficiently with his environment (human and physical), by overcoming those
    problems or challenges. It is an organized inquiry carried out to search for new information/knowledge or to
    verify old or existing ones in order to solve a problem since no human society is problem-free. Man has always believed
    that every problem has a solution and
    the struggle to solving a problem from a knowledge-based position is what is
    generally called research. Therefore,
    research is the process by which new and dependable knowledge is acquired to enhance intellectual and creative
    activities in the form of ideas and invention and innovation to solving
    human problems from a meaningful,
    logical, verifiable and objective conclusion/findings.



    History research
    is thus a careful and organized study/collection and analysis of data/investigation of the truth also called fact of any
    subject matter of the past in order to discover new facts or to obtain additional valuable information
    about the past in order to solve particular or general human problems.



    Research has
    many components towards completion and making it standard and literature review
    is one of such components of the
    research process. While some researchers are not feeling at ease on how to
    go about this intellectual tradition, some find the process interesting and enjoyable.











     



    What is Literature Review?


    Literature
    review here refers to a survey of literature such as books, chapter or journal
    articles, write-ups, and other
    sources that help a researcher to address the important issues, theories, and concepts of his/her research. It
    principally examines secondary sources
    relevant to your research area and aims to providing a critical evaluation and summary of
    them for your research questions.



    Literature
    review is an intellectual tradition that involves the systematic
    identification, location, and analysis
    of documents containing information
    related to the research problem with the
    aim at determining what has already
    been done that relates to your topic the knowledge of which not only prevents
    you from unintentionally duplicating other person‘s
    research, but also gives you the understanding and the insight you need
    to place your topic within a logical frame. These documents include books, journals and book chapter
    articles, monographs, thesis and dissertations, and other research reports. Simply put, literature
    review tells you what has been done and what needs to be done. Previous studies can provide the rationale for your
    research hypothesis, and indications of what to be done can help you justify the significance of your study.



    A careful and
    thorough literature review is essential when you write about research at any
    level. A thesis is a substantially lengthy piece of academic research
    that is accepted only when it substantially meet certain requirements.
    One of the important requirements is the literature review. The literature review is a critical
    discussion of ‗general‘ and ‗specialized‘, yet, relevant literature to that aspect of the area and topic of the
    research. It is a key component of scholarly write-ups that calls for a high degree of academic
    maturity from researchers. It requires a lot of time considerably to get acquainted
    with what others have written in relation to the area and topic. This is so because as a researcher, a student through the
    literature review should be able to demonstrate and convince the committee of supervisors and readers
    that (s)he has exhaustively explored the research topic. Lack of literature review tells that the researcher has neglected the basics of the research. In historical research, literature review is
    highly significant as the primary tool to evaluate, juxtapose and critique
    the existing body of scholarship.



    A good
    literature review must carry four basic items, namely: the central argument of
    the literature being reviewed, must
    establish how it relates with the research that makes the review necessary, a critique section where the gaps exists
    between the literature being reviewed and the proposed research, and lastly laying bare the gaps and what it would
    be filled with to make it a whole.



    The question
    here is, is it all kind of literature that is reviewed?
    The answer is no. Rather,
    the student goes to review
    only related literature because it allows you to discover research strategies and specific data collection approaches
    that have or have not been productive in investigations of topics similar to yours.1 This
    information will help you avoid other researchers‘ mistakes and profit from their experiences as you may discover
    approaches and procedures that you previously had not thought of or considered. This leads us to the
    next issue: the rationale
    behind literature review.



    Purpose of Literature Review in Qualitative Research


    One   major   contribution   of 
     R.G. 
     Collingwood‘s   philosophy   of 
     history 
     is 
     not 
     only 
     his



    ―rapprochement of philosophy and history, which according
    to Leo Strauss was an attempt to not

















    1           
    Minogue, K. Method in Intellectual  History‖ in  J. Tully
     (ed.),  Meaning and Context: Quentin Skinner and His Critics, (Princeton: Princeton University Press, 1988) 176–193.











     



    only establish
    the autonomy and specificity of philosophy of history as a discipline,2
    but to also establish the philosophical
    foundation of historical inquiry as a privileged mode of understanding reality.3 The Oxford
    contextualists, which Collingwood was a major founder, contributed into a major shift in historical methodology
    aimed at rescuing history of political thought from bad history of what Collingwood
    described as ―historical myopia urging for a critical review of classical texts where there is simply no hope of
    seeking the point of studying the history of ideas in the attempt to learn directly from the classic
    authors by focusing
    on their attempted
    answers to supposedly timeless questions.4 Rather,
    in addition to understanding his author, the reader according
    to Collingwood, must criticize him. This call was for the historian
    to assess on whether the past authors were right, and what they said is true. This is what we may call ―evaluation, ―criticism‖,



    ―view‖,
     or
     ―value
     judgment.‖  Thus,  ―our
     task
     as
     historians‖
     is
     to
     ask
     the
     truth  question
     of
     our
    predecessors, which helps us to reject the common-sense theory of history
    because it uses what he calls the
    ―scissors and paste‖ approach that connects the reports of authorities about
    past events without critical
    analysis.5



    Let it be
    noted as preliminary to doing a literature
    as follows:



    1.      Research begins from what is
    known to what is unknown. Literature review thus surveys what researches have been done in the past on a particular topic; it also appraises, encapsulates, compares and contrasts, and
    even correlates various scholarly books, research articles, and other relevant sources
    that are directly
    related to your current research.
    Therefore, given the fundamental nature of a review, your research will
    not be considered seriously without
    such a review.



    2.      A good literature review
    demonstrates to the supervisory committee that the student has substantially read a large amount of
    literature as a proof that the student is aware of the plethora of researches related to the proposed research topic in
    theory and methodology. Familiarity
    with previous research also facilitates your interpretation of your study
    results, which can be discussed in
    terms of whether and how they agree with previous findings. In case the results contradict previous
    findings, you can explain the differences between your study and the others, providing a rationale for the discrepancy.
    Therefore, it proves to the supervisory
    committee that the student has a deep understanding of the published materials related
    to the topic and is ready to
    use them to make different findings/conclusion.



    3.      A well presented literature
    review is the best spokesperson for your work. As a researcher, you venture out to do a research as you
    wish to contribute to the existing scholarship and fill certain knowledge gaps that your predecessors couldn't.
    Literature review thus, helps you identify
    such gaps, thereby justifying your research questions
    and your investigations.



    4.      A good literature review
    must be made in a manner as to convince the supervisory team of the student‘s ability
    to communicate his/her
    understanding of the literature and its relationship to the proposed research.



     

















    2           
    Strauss, L., On Collingwoods Philosophy of History The Review of Metaphysics, Vol. 5, No. 4, 1952, pp. 559- 586.



    3           
    Collingwood, R.G., An Autobiography, Oxford: Clarendon Press
    2002 (1939) pp. 77.



    4           
    Collingwood, R.G., An Essay on Philosophical Method‟ (edited by J. Connelly
    and G. D‘oro) Oxford: Clarendon
    Press 2005.



    5           
    Ibid.











     



    5.      A good literature review has
    the ability to support the originality and relevance for the research problem in the following manner:



    ð  By identifying specific gaps
    in the literature. That is, the student identifies research questions
    that have not been answered and problems that have not been solved.



    ð  By identifying gaps in the
    existing literature, the student can justify the originality of the proposed dissertation research, which can be either an extension of research that has been published or a modification of
    existing methodology or theory that can be used to perform the an M.A.
    or PhD dissertation.



    ð  The literature review you do
    as part of your Thesis/Dissertation serves as a supporting proof for your arguments and claims. It is
    an authentic precedent for your arguments and
    theses, and also acts as a solid background for your investigation. A
    comprehensive review, in other words,
    is a springboard your scholarly write-up can use to propel itself into the field of study.



    6.      In making a critique of
    literature in the review, the researcher is emphasizing or stressing the originality of the Thesis, so that
    without such a review, a team of supervisors would hardly be convinced of the originality of the Thesis/Dissertation.



    7.      It connects the researcher
    and his readers. This is in a manner that they can trust that you have done not only your homework, but they
    can give you credit for your due diligence and
    that you know what you are talking about. And the more books, articles,
    and other sources you can list make
    the review, the more trustworthy your scholarship and expertise will be. And depending on whether it is a master‘s
    Thesis or a doctoral dissertation, the entries can be longer or shorter
    than the other.



    8.      Literature review not only
    helps give direction for a research, but it also sharpens the focus. By this, it means literature review helps
    you to position your research within a field. This is so because, in doing a review, you will need to evaluate,
    synthesize, and paraphrase the gist of
    literature in your own words, known as winnowing. By this, the researcher will
    be able to place the relevance of
    his research in the larger context of what other researchers have already done on the topic in the past. In
    this regard, the review will help you to compare and contrast what you are doing in the historical context of the
    research as well as how your research
    is different or original from what others have done, thereby helping you
    rationalize why you need to do this particular research.



    9.      Further to the above,
    writing the review requires you to delve deep into the questions and concepts researchers before have dealt
    with and the arguments and claims they set forth. The review allows you to also examine the gaps in the existing
    scholarship and place your questions
    within the wider context. The review also enables you to track the intellectual progression and all major debates in your
    field of study. As a result, you will be able to signpost how you are contributing to the existing
    scholarship, in what ways you are deviating from it, and how your work fits
    in within the field of study.



    10.   It helps avoid incidental or
    inadvertent plagiarism. One great and reprimandable sin in academics is plagiarism. Academics are
    never impressed by a repetitive study or research. A scholar always feel sad on seeing his previous work being
    repeated in a plagiarized form. A literature published
    in 2001 and repeated somehow
    in 2018 suggests
    that the latter
    must have copied copiously
    from that of 2001. This makes the latter unauthentic and suspicious. You can avoid this by doing literature review because during
    the compilation of your











     



    review, you
    could have easily noticed that someone else out there has done similar research on your topic.
    By knowing this fact, you can tailor
    or tweak your own research
    in such a way that it is
    not a mere rehashing of someone else‘s original or old idea.



    11.   Literature review helps
    researcher pick his sources wisely: It helps you sift through large numbers of sources and zero in on the ones
    most relevant to your investigation. As part of writing the review, you examine all possible secondary sources,
    evaluate their relevance, analyze the
    arguments they contain at the early stages of your research. This gives you a good grip over the sources, so you can
    decide which ones to focus on and which ones to discard.



    The Types of Literature Review


    Literature review in qualitative research like in History research
    is different in the way it is presented
    in quantitative research (science and some social science disciplines). Researchers
    in the latter category spend a great
    deal of time to do their literature review at the outset of the research for some reasons, while researchers in
    qualitative research only engages in it after the topic has been settled over time. The review in
    quantitative research serves a slightly different purpose than the ones outlined for qualitative research.
    Depending on the area of your research focus and specialty therefore, a literature review can take
    various forms, namely: argumentative review, integrative review, historical
    review, methodological review,
    systematic review, and theoretical review.



    ü  An argumentative review is
    such that is written to merely present an opposing view to a given position in a literature. This will be valuable to persuade others to join you in supporting your thesis.



    ü  An integrative review
    however is composed of examinations and critical analysis on a given topic to introduce the need for a new
    research. For example, a medical historian can use it to explain the spreading of a pandemic plague, by arguing how the
    old methods of gathering and
    analyzing the data were inadequate and how modern technology, such as DNA
    analysis, now helps make
    the same research more accurate and reliable.



    ü  Similarly, a historical review will assess all the historical records
    of scholarship chronologically and say the scope covered
    previously has now witnessed development to be
    expanded, e.g. the political economy
    of agricultural production 1930-1960, would be approached and covered differently by a similar
    research covering 1970-2000. Methodological review on the other hand examines
    the research methods alone (collection of data, their
    critical analysis, interpretation, and research results),
    for example.



    Generally, a
    review could be structured in a thematic and chronological form. What is
    important to note is that the thrust of the matter should
    determine the structure and steps.6



    Some Challenges


    v  Some students do not
    understand what literature is all about and always fall in the trap of uneasiness when asked to do it. Doing
    literature review in historical research is a necessary evil that a student doing a research
    cannot avoid completing.



    v  In some universities, students
    do not submit B.A. projects
    and in some universities previously, M.A. students only submit long essays devoid of literature review. This makes







    6See Lane, M. ―Doing Our Own Thinking
    for Ourselves‖, Journal of the History
    of Ideas
    , 73, no. 1 (2012), 71–82









     

    literature
    review a new thing for such students that could be regarded as beginners. For
    such category, they have difficulty
    determining how broad their literature review should be and how to go about it. They understand that
    all literature directly related to their topic should be reviewed; they just don‘t know when to quit! They have trouble
    determining which articles are ―related
    enough‖ to their
    topic to be included. Unfortunately, there is no formula that can be applied to solve the problem; a student doing
    research must base his/her decisions on own judgment
    and the advice of the supervisors.

    v  Some students are folly
    enough that they would conveniently want to suppress related literature in order to justify a
    literature gap. Such students get away with this only when members of the supervising team are not
    expert in the area of the research, which is often common too.

    v  There is also the challenge
    of reviewing digital history, which has become a major aspect of teaching and reconstruction of history,
    especially animation. And since literature review in itself is a historical reconstruction, how this reconstruction
    could be reconstructed is a challenge that needs
    a serious attention to resolve?

    Recommendations

    ü  The temptation to have
    everything be avoided:
    Remember it is not in every case that bigger is always best. In this case, a smaller, well-organized review
    is definitely preferred to a review containing many studies that are more or less related to the problem.
    The misconception that the
    worth of a topic is a function of the amount of literature available on it and reviewed. While this is not the
    case, it is interesting to know that for many new and important areas of research, few studies have been published.
    The very lack of such research often increases the worth of its study.

    ü  Choose only works that are
    directly related to your specific problem:
    This is especially when investigating heavily researched
    topic or area where you find plenty of references that you should not have to rely on less-related studies. For example,
    research on the 19th century jihad,
    colonial conquest and even the Nigerian civil war. However, where a thousand
    studies have already been done in a
    given problem area does not mean there is no further need for research in that area. Such an area will
    generally be very well developed, and sub-topics that need additional research will be readily identifiable, the
    scope and methodology can always be
    different.

    ü  For a new or
    little-researched problem area review any study related in some meaningful way to your problem:
    In this, you will require to
    gather enough information to help develop a
    logical framework for the study and making a sound rationale for the research
    questions. For example, you are researching on cross-border human trafficking in Nigeria; your literature
    review would probably include any studies on gender, economy, cultural
    practices and family system in different Nigerian areas.

    Conclusion

    If original
    research is to be defended for its validity, it is important to know where it originates from. Review of literature is meant to create awareness of the
    issues being covered in studying the topic or related issues being dealt with: what has been said, while realizing what has not been said. It
    is also meant to reveal not only what is currently known about the
    topic/problem being addressed, but also ways in which the problem/issues have been dealt with or addressed previously by other researchers,
    in order to suggest or demonstrate that the research is not repeating what has
    been done already.

    Review of
    literature is meant to create awareness of the issues being covered in
    researching on the topic or related
    issues being dealt with. In the modern world, no research is ever done in
    isolation or unmindful of existing literature. The student should be able to demonstrate that in spite the existence
    of other literatures; his/her research is different, important, necessary and would be contributing to knowledge of solving
    certain academic or societal problems. So, any one that merely regurgitates what has already been
    done or is known previously is not
    doing a research.

    While a
    literature review in any field is essentially a required intellectual tradition
    that offers a comprehensive overview
    and recapitulation on a given research area or topic from past to present, it gives the researcher a sense of focus as
    to which direction his research is headed to. It is a guarantee for producing a high-quality research,
    while learning certain skills on how to access information that might be useful for future research.
    From the foregoing, literature review, thus, is not just a formal requirement for writing a scholarly essay:
    B.A. Project, an M.A. Thesis and PhD
    Dissertation. Rather, it‘s an
    integral part of any form of scholarly writing for earning a University degree
    or certificate. It has to presented with a structure, determined by the thrust of the proposed
    research and must contain four basic items as already noted.

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